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Evaluation

Breakout Session

Educational Breakout Sessions | Block 5

Portability Rules and Limitations for Iras and Employer Plans: How to Move Assets Without Making Costly Mistakes

Thursday, September 28, 2023
11:00 AM – 12:00 PM MST
Location: PCC: North 121
CE: 1 CFP CE Credit(s)
CE Available
Complexity Level: Intermediate
Session Description: $33.6 Trillion is held in retirement accounts (ICI). But a significant portion will be lost to penalties, excise taxes, and pre-mature income taxation because of rollover and transfer mistakes. This session explains how to avoid these mistakes when moving accounts for owners and beneficiaries. Topics include how to help clients operate within compliance and operational requirements, thus making it easier to correct non-egregious errors.

Learning Objectives:

  • Describe tax-efficient strategies for rolling over assets to or from employer plans for account owners and beneficiaries.
  • Identify strategies for protecting the tax-deferred nature of retirement accounts.
  • Explain solutions that clients can implement to fix rollover and transfer errors.