The Truth About the CFP Board Enforcement and Disciplinary Functions

There are many differing opinions about CFP Board’s enforcement and disciplinary standards. Some say CFP® professionals need to watch out because the CFP Board is being too aggressive or harsh. Others say CFP Board is soft and lets certficants get away with ignoring the Code of Ethics and Standards of Conduct. Is either perspective correct? Attend this session and judge for yourself; Join current CFP Board Chair and former FPA President Dan Moisand to learn what’s happening with CFP Board enforcement. Moisand will use real cases to show how matters are investigated, how they are decided, how sanctions are determined, the organizations limitations, and what the organization has done and is doing to improve and monitor its enforcement functions.