Partner
Kutak Rock LLP
Andrew Shedlock, a partner with the national law firm of Kutak Rock LLP, focuses his practice on securities law and representing broker/dealers, Registered Investment Advisors (“RIAs”), financial planners, Certified Financial Planners®, CFPs®, financial advisors and other financial institutions and professionals in litigation, arbitration, defense of regulatory enforcement actions, general regulatory and compliance matters, broker and advisor transition matters and buy/sell transactions. He advises entrepreneurs, other individuals and businesses on Non-Fungible Tokens (“NFTs”), cryptocurrency, including securities and contract matters in those areas. Leaning on his securities and regulatory background, he helps participants and financial advisors effectively serve clients while mitigating risk.
Disclosure information not submitted.
Cryptocurrency Investments – What Financial Advisors and Planners Need Know to Avoid Legal Actions
Friday, September 29, 2023
10:15 AM – 11:15 AM MST